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Scarinci Hollenbeck remains committed not only to providing top-tier legal services but also to regularly providing information and resources to our client base and internet following. Client Alerts provided by our attorneys supply businesses, municipalities, and more with the latest and relevant legal updates that may impact them and how they might be able to proceed.
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    New CFTC Guidance Proposes a Roadmap for Reduced Fines post image

    New CFTC Guidance Proposes a Roadmap for Reduced Fines

    The Commodity Futures Trading Commission recently issued new Guidance that makes it clear that companies will be rewarded for good behavior... The Commodity Futures Trading Commission (CFTC or Commission) recently issued new Guidance that makes it clear that companies will be rewarded for good behavior. The CFTC’s Division of Enforcement Guidance specifically explains how companies […]

    Author: Scarinci Hollenbeck, LLC

    Link to post with title - "New CFTC Guidance Proposes a Roadmap for Reduced Fines"
    Is Cross-Border Swaps Regulation at a Standstill? post image

    Is Cross-Border Swaps Regulation at a Standstill?

    The Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) have both proposed rules to govern cross-border security-based swap activities, as mandated under Title VII of the Dodd-Frank Act. However, implementation is unlikely any time soon. Security-based swaps, a popular derivative, pose problems for regulators because the market involves counterparties located in different […]

    Author: Kenneth C. Oh

    Link to post with title - "Is Cross-Border Swaps Regulation at a Standstill?"

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